Standards of Professional Conduct.

The code and standards describe best practices relating to:

• professionalism
• the integrity of capital markets
• duties to clients
• duties to employers
• investment analysis
• recommendations & actions
• conflicts of interest

The code and standards provide guidance to members allowing them to identify and resolve ethical conflicts so that the integrity of the profession is maintained. CFA Institute and CFASociety Uruguay enforce the code and standards through self-disclosure, public complaints and publicly available information

To see the full Code of Ethics and Standards of Professional Conduct, please click here.